Actor
Any person, group of people, or organization
affecting the future of the system being studied.
Very similar meaning to stakeholder - except that
totally passive stakeholders can't be considered
actors.
Allohistory
The history of what might have happened (but
probably didn't) - see counterfactual.
Alternative futures
The idea that there is not a single future, but a
range of futures, all of which might occur at the
same time. Now the accepted view among futurists.
Anchoring bias
This happens when you unable to escape the influence
of your original idea on a topic, with later
information interpreted in terms of that idea. Being
able to break away from anchoring bias is an
important element of futures consciousness.
Anticipation
If you can't predict the future correctly, what's
the use of futures studies? Answer: even if you
don't know what's going to happen, or when it's
going to happen, you can at least anticipate
a range of possibilities, and prepare for them.
Anticipatory action learning
An extension of action research into the area of
futures studies - pioneered by Tony Stevenson and
Paul Wildman, of Australia.
Assumption surfacing
A method of revealing underlying assumptions -
proposed by Mason and Mitroff in 1981, which asks
people to list their own assumptions. However, in
our own experiments with this method, only trivial
assumptions surfaced. As they say, "the fish cannot
see the water." We've found this works better when
two people, from different backgrounds, engage in a
dialogue, and each is asked to discover the other's
implicit assumptions. We're also working on a new
method of surfacing assumptions by caricaturing
their extremes.
Autopoiesis
The way a living system continually renews itself by
redefining the boundary between itself and its
environment. From the Greek term for
"self-production." Another way of putting this is
that an organization's identity is defined by its
relationship with the outside world. For example, a
business might realize that it needs to grow in a
certain direction in order to remain viable. From
Chilean biologists Maturana and Varela.
Baby boomers
People born between the end of World War II and the
early 1960s (when the advent of the contraceptive
pill dramatically lowered the birthrate in Western
countries.) Often just called Boomers.
Backcasting
Working backwards from a possible future state to
determine how it might unfold.
Bellwether
Much the same as a precursor: a social group that
adopts trends earlier than most others. For example,
it is often said that California is a bellwether
state of the USA, because trends appear there first.
The danger of such assumptions is that bellwethers
can change. Try to imagine:
(a) a cosmopolitan place, which is attracting
well-educated young people.
(b) a political and social climate that doesn't hold
back change.
(c) a conduit for news to the rest of the world
(because a trend can't be a precursor unless people
elsewhere become aware of it).
(d) a thriving arts scene: permitted by (b) and
encouraging (a) and (c). For example, in the early
21st century, Ireland qualifies on (a) and perhaps
(c), Finland on (a) and (b) but probably not (c).
Other possibilities are New York (still?), Hong
Kong, and Prague.
Biodiversity
This term is normally used to imply that the
diversity of plant and animal species should be
maintained, and that extinction is undesirable,
because you never know when a species might be
useful. The idea can be extended beyond its
biological reference to human cultures and
languages. Their biodiversity might be important
too.
Boundary spanning
People who pass information from one social group to
another are called boundary spanners, because
they span the boundaries between different groups.
It's through boundary spanning that diffusion can
take place effectively.
Butterfly effect
The idea, often expressed in writings on Chaos
theory, that small changes in one part of a system
can produce unpredictable large changes in another
part - thus a butterfly flapping its wings in South
America might trigger a snowfall in New York.
Causal Attribution
People seem impelled to assign causes to anything
that happens: this seems to be some kind of deep
psychological need. But if they assign the wrong
causes, this belief can be difficult to change, and
sometimes leads to bloodshed - for example, when one
social group blames another for causing problems.
Think of the Israelis and the Palestinians, the
Catholics and Protestants in Northern Ireland, the
Hutus and the Tutsis in Rwanda, and the Catholic/
Orthodox/ Muslim struggle in the former Yugoslavia.
Causal attribution is a powerful force - so can it
be reshaped? (See also Fundamental Attribution Error
and Ultimate Attribution Error.)
Causal Layered Analysis (CLA)
A futures analysis approach developed by Sohail
Inayatullah: that the forces driving history can be
subdivided into a number of layers, operating at
different layers of social consciousness. He
distinguishes four levels: most superficially, the
"litany" (as expressed by populist media). Secondly,
social causes (with a more quantitative emphasis, as
found in more academic literature). Thirdly,
"worldview" and the cultural structures that support
them. Fourthly, and least accessible, the layer of
myth and metaphor: archetypes, the collective
unconscious, with an emotional rather than
intellectual emphasis. To understand forces shaping
the future, you must consider all four of these
levels. For more information, see Sohail's website
http://www.metafuture.org/
Chain scenario
A scenario which is a chain of events. For example
Herman Kahn in his book On Escalation: Scenarios
and Metaphors outlines chains of events that
would lead to World War III. Backcasting can be seen
as a chain scenario in reverse.
Chaos theory
Misleadingly labelled: this is the concept that
patterns which appear to be chaotic can be quite
predictable, because a small change in one measure
can lead to a major change in another. So if you
understand the mechanisms, the apparent chaos
disappears. Water changing to steam when it boils is
almost an example of such "chaos". See Butterfly
effect. The book Chaos by James Gleick is a
clear introduction to chaos theory.
Cohort
A group of people, born during the same period. For
example, the baby boomers are a cohort, born
c.1945-1960. The term "generation" is sometimes used
in a similar way, but a cohort can be much less than
a generation. For example, people born in a single
year are a cohort, but not a generation.
Conjecture
A thought about the future that falls short of a
prediction. A low probability is implied: a
conjecture is something that seems unlikely to
happen, though perhaps desirable.
Creeping normalcy
A useful term from anthropologist Jared Diamond.
Creeping normalcy occurs when a trend is very slow,
and people (with their short memories) don't notice
things have changed. This is also known as the
boiling frog syndrome. One reason why people
don't notice slow change is that trends in human
affairs don't happen smoothly: a graph that's
heading generally downhill is often interrupted by
minor upturns. "Yes, our membership has halved since
1990, but last year it went up 1%, so it looks like
we've turned the corner."
Constructive technology assessment (CTA)
Anticipating the effects of a new technology by
having meetings with a wide range of stakeholders,
who foresee problems with the new technology and
find improvements to it. CTA is not a specific
research method, but an approach to sustainable
technology development; a wide range of consensus
methods can be used.
Counterfactual
A future as seen from the past: the mainstay of much
science fiction. What if World War III had broken
out in the 1960s? What if Napoleon had conquered the
USA? What if Jesus Christ had never been born? These
are counterfactuals. Cf. allohistory.
Critical futures studies
A recent approach to studying the future, centred
around identifying and questioning assumptions that
people hold, sometimes unconsciously. A leading
exponent is Sohail Inayatullah, the developer of
Causal Layered Analysis. Critical futures is related
to (but different from) integral futures (below).
Critical uncertainty
A type of uncertainty that makes a major (i.e.
critical) difference to the future of the entity
being studied. Often related to a discontinuity.
Used in dimensional analysis. Morphological analysis
is in some ways similar.
Cross-impact analysis
To do cross-impact analysis, first list the main
forces that can affect the future of the system
being studied. Then compare every force on the list
with every other, and ask "if these two forces
happen together, will the effect on the system be
about the same as if each happened separately, or
more, or less?" The practical problem with
cross-impact analysis is that if you think of 50
forces (a typical number, in many situations),
that's 1225 comparisons to be made (50 x 49 / 2).
For 100 forces, the number of comparisons jumps to
4950. With such large numbers, it's hard to find
time to consider each pair in enough detail.
Cyclical patterns
Some experts,such as the economist Kondratieff,
believe in a theory of "long waves" - i.e. that
economic cycles repeat themselves every 55 to 60
years. Though a lot of (retrospective) evidence has
been amassed to support this theory, and some highly
respected experts support it, I'm skeptical. Why 55
years, and not 45? Is it a "clogs to clogs in three
generations" effect? If so, why isn't the cycle
length increasing in parallel with the growing
generation span? To me, such data, without an
explanation, is suspect.
There are at least three different issues mixed
together here:
(1) Do repeated economic cycles exist - or are the
fluctuations of the world economy effectively random
variation?
(2) If waves exist, do they have about an equal
amplitude? (If not, how can you distinguish a main
wave from a sub-wave - bearing in mind the
principles of Fourier analysis?)
(3) Even if waves clearly exist, of about the same
amplitude, is the periodicity roughly constant?
My own conclusion: the jury is definitely out!
Decomposition
Making a numerical forecast more accurate by
decomposing the figure into a set of separate
trends. For example, Fred Collopy and Scott
Armstrong (in 1996) decomposed an apparently random
graph of annual highway deaths in the UK into two
factors: traffic volume (which was irregularly
rising), and death rate (steadily falling).
Delphi method
A way of estimating future measures by asking a
group of experts to make estimates, recirculating
the estimates back to the group, and repeating the
process till the numbers converge. Often used for
estimating when an event might occur - e.g. "In what
year will the majority of households in OECD
countries have broadband internet access?" Developed
in the 1950s by Harold Linstone and Murray Turoff,
and widely used, specially in Japan.
Determinism
The philosophy of destiny: that the course of
history is predetermined, and there's nothing that
anybody can do to change that. This leads to
fatalism.
Diachronic
The view of history as a narrative, or sequence of
events, with the implication that you are looking
for causes in the chain. The counterpart of
synchronic.
Diffusion
The way in which an innovation begins with a small
group of people, then gradually spreads to a wider
population. The rate of diffusion often (roughly)
follows an S-curve. See the work of Frank Bass, and
Everett Rogers' book Diffusion of Innovations.
Dimensional analysis
A common method of producing scenarios. This
involves seeking the critical uncertainties - i.e.
the two or three main dimensions on which the future
under consideration is most uncertain, and creating
scenarios around the extremes of those dimensions.
Clear examples can be found in Window on the Future:
a Scenario Planning Primer by South Wind Design,
Michigan, 2001.
Discontinuity
A sudden historical change, making it difficult to
compare what came before and after. The sudden
extinction of the dinosaurs is an example. However,
because people focus on the recent past, a
discontinuity may not be noticed till well after it
happens. Thus whether the dinosaurs became extinct
in a month or a thousand years is not relevant to us
now, and what we currently see as discontinuities
may be seen by later generations as minor changes in
a broad trend. Similar to a wildcard event. See also
surprise and innovation (discontinuous).
Discount rate
A concept first used by accountants: that income in
the future is worth less than income now. The higher
your discount rate, the less willing you are to make
long-term investments. In practice, many people
heavily discount the future, such that a benefit now
(to you, for example) is worth many times more than
a benefit in a few decades' time (to your children).
Driver
A broad term for any force causing change, whether
brought about by persons, organizations, or
PINCHASTEM conditions.
Dystopia
The opposite of Utopia - an account of an
undesirable future. Novels such as George Orwell's
1984, Aldous Huxley's Brave New World,
and Eugene Zamyatin's We are considered
dystopias - which makes them dystopic.
Emergence
When complex results arise from a combination of
simple causes. An idea much liked by chaos
theorists, who like to build simple computer models
and imply that reality is equally predictable.
Though this may work for (e.g) predicting the shape
of ants' nests, it doesn't work for human society,
partly because of reflexivity. See also
self-organization - a very
similar concept.
Emerging issue analysis (EIA)
Similar to environmental scanning, but tries to pick
up trends much earlier in their lifespan - hence the
name "emerging issues". Futurist Graham Molitor has
written a lot about this. The key to EIA is to find
precursors: people, places, organizations, and
writing that is ahead of the rest of the world. One
of Molitor's main findings is that new ideas often
begin at the fringes of society, and slowly work
their way toward the mainstream.
Endogenous
Caused from within. For example, if a manufacturer
decides to stop making one product and make another
instead, the change is endogenous if the decision is
a completely internal one. But if they decide to
change because the market for the old product was
disappearing, the decision might be endogenous, but
the influence would be exogenous (the opposite).
End-state scenario
Sometimes called a snapshot scenario: a
scenario, usually written in the present tense,
implying a static condition at some time in the
future. Most published scenarios are of this type.
Contrast with chain scenario.
Environmental scanning
A systematic method of looking for drivers that
influence the future. The process can be passive or
active, continuous or occasional. "Environmental"
here is not restricted to the natural environment,
but covers all types of environment - see
PINCHASTEM. Often abbreviated to just scanning.
Episteme
In the sense used by the French philosopher
Foucault: the collective worldview of a particular
culture, in a certain place and time. An episteme
structures the way people think, and determines what
is discussable. Not quite linguistic limitations,
not quite social desirability, but something in
between.
Event sequence analysis
Studying sequences of historical events to determine
the extent of repetition. This area has been
explored not by historians or futurists, but by
sociologists. See pattern language.
Exogenous
Caused externally. For example, when an industry, or
an area changes due to pressures from outside the
industry, that's an exogenous change. The opposite
of endogenous.
Extended present
Elise Boulding's idea that the "present" is not just
the moment when you are reading this word, but
extends several generations before and after that,
perhaps 100 years from now in each direction. For
geologists, the extended present might be plus or
minus a million years from now. To think of the
present as longer-lasting helps put our present time
into a larger perspective.
Extrapolation
A method used in forecasting - much the same as
projection. If you drank one cup of coffee yesterday
and two today, then you will drink 3 tomorrow (by
arithmetical extrapolation: adding one each time) or
4 (by geometric extrapolation - doubling each time).
You can do this with letters too. A little puzzle:
what comes next, after A H I M ?
Event tree
Think of a tree as having a trunk, that spreads out
into a number of branches above and a number of
roots below. If the trunk represents an event. the
roots are the causes and the branches are the
effects. Used in midcasting, to create interlinked
networks of event trees. This concept is an
adaptation of the problem trees used in ZOPP.
Factor X
...where X is a number, usually 10 or 20. It
represents the increase in efficiency needed in rich
countries' use of the earth's resources to attain
sustainability a few decades in the future. When X
is 20, it means we need to reduce resource usage to
5% of the present figure. It will have to happen -
and it won't be that difficult. More detail at
http://www.factor10-institute.org/
Fatalism
The psychological counterpart of determinism: the
belief that the future will happen anyway, and
there's nothing that anybody can do about it. It
follows that it's useless to try and improve the
human condition. The concept of fate is not
quite so fatalistic: the endpoint may be
predetermined, but the routes to it may not. See
also determinism.
Feedback
The process by which the effect of an event can also
cause that event. There are two forms: positive
feedback (strengthening the event) and
negative feedback (weakening it). Simple
examples of feedback are hard with audio systems. If
a microphone picks up the sounds from a loudspeaker
that it's connected to, positive feedback amplifies
some of the sounds, and the result is a high-pitched
screech. When an audio amplifying system works as
intended, it uses negative feedback: the (loud)
output signal of an amplifier is compared with the
(soft) input signal, and automatically modified so
that it becomes an accurate reflection of the input,
but louder.
Field anomaly relaxation (FAR)
A concept developed by Russell Rhyne, used in
morphological analysis. It involves a systematic
approach to reduce the number of combinations of
future possibilities to a manageable level, by
excluding combinations that are implausible.
Force-field analysis
This method, developed in the 1950s by psychologist
Kurt Lewin, compares the forces helping and the
forces hindering a desired outcome. One set of
forces tries to change the status quo, and the other
tries to keep it. Identifying these opposing forces
helps people to plan ways of dealing with them.
Forecasting
Predicting that an event will happen, to a defined
extent, and sometimes with a defined probability.
For example "there's a 50-50 chance that at least 1
millimetre of rain will fall in this area tomorrow"
is a forecast. Forecasts are usually applied to
short-term futures - no more than a few years ahead.
A forecast is considered to be less certain than
prediction, but more certain than conjecture or
anticipation.
Foresight
A broad term covering all methods of envisaging the
future, but with an emphasis on the alternative
futures concept. Most writers on foresight - those
who do foresighting - consider it to include
some element of action or decision, so forecasting
alone is not normally seen as foresight. Compare
with future/s studies.
Framing
A psychological setting that gives specific meaning
to a statement.For example, a child might be scared
by a horror film, so a parent will say "don't be
afraid, it's only a movie. " Originally proposed by
Gregory Bateson in "A theory of play and fantasy",
in Steps to An Ecology of Mind. When you are
thinking inside a frame, and aren't aware of it, you
won't realize that it can change. See also
reframing.
Future
This common word is mentioned here because it
actually has two meanings, which could be called
future-as-time and future-as-image. If you ask "when
is the future?" the answer is that it's some time
ahead, but probably not this year. But if you ask
"where is the future?" the present tense gives it
away: it's inside people's heads, and as such it's
here right now. These two different meanings can
cause confusion.
Future memory
When you have mentally prepared for a situation in
advance, you recognize the early warning signs
(precursors) that you had anticipated. In that
sense, you are remembering your earlier vision of
the future. This enables you to quickly put your
plans into action.
Future shock
The idea that people are traumatized by the speed of
change. Popularized by the 1970 book of the same
name by Alvin Toffler.
Futures studies
The study of the ways in which futures could happen.
Note the plural: this makes it clear that futures
are not predetermined. Unfortunately, use of the
plural "futures" causes confusion with trading of
commodity futures - perhaps a reason for the
increasing use of the word foresight to describe the
study of the future/s.
Futures triangle
A triangle is used to help discern the plausible
future and develop strategy. The three points of the
triangle represent the pull or image of the future
(visual), the push or drivers of the present
(quantitative) and the weight or barriers of the
past (deep structures). There are dominant and
contending images, with various weights. This method
was developed by Sohail Inayatullah; see Causal
Layered Analysis.
Futures wheel
Beginning from the present, consider a number of
possibilities that might occur. From each of those
possibilities, what other possibilities follow?
Continue this process, in the form of a diagram
(similar to a mind-map), and it will take a shape
resembling a wheel.
Futurible
A possible future. The term comes from Bertrand de
Jouvenel, in The Art of Conjecture, one of
the earliest books on future studies - first
published in English in 1967, in French a few years
earlier.
Futurist
A person who specializes in the study of the future,
over more than just a few years ahead. There aren't
many of these: perhaps a few hundred in the world.
Fortune tellers and prophets don't qualify, because
they have no scientific basis for their predictions.
Most forecasters don't qualify either, because their
focus is short-term and focused on just a few
measures.
Futurology
An older term for the study of the future, used
mainly in the US around the 1960s. The "ology"
ending has connotations that the future is
scientifically predictable. These days, the more
neutral term "futures studies" is preferred, and
experts in this area are called Futurists, not
Futurologists.
Generations X and Y
These are supposed to be people born in the decades
after the baby boomers: perhaps the 1960s for
Generation X and the 1970s for Generation Y. A
theory often mentioned by "pop futurists" and
marketing gurus. It might be worth considering - if
it could be established that all people born in a
certain decade have characteristics in common that
do not relate to their age group at the time. In
other words, this is a type of cohort theory. Be
suspicious!
Gestalt
A holistic perception of something - seeing it as a
whole.
Hindsight
The opposite of foresight: the ability to review the
past, to say what has happened, and why. Hindsight
is a lot easier than foresight. Looking back into
the past, you can say "How can anybody have been so
stupid as not to see that X would happen?" But if
you wanted to be critical about hindsight, you could
dismiss it as post-hoc rationalization -
reinterpreting history to suit your purpose.
Holistic
Considering a system as a whole, not as a collection
of parts. (That would be considered atomistic.)
Atomistic views of you include your separate roles
as (perhaps) employee, consumer, mother ... - or as
head, arms, torso ... - or as skin, bone, blood ...
- and so on. Though there are many kinds of
atomistic view, there is only one holistic view: of
you as an entire person. Compare with gestalt.
Holon
A holon is a system that contains other systems, and
is itself contained within a larger system. For
example, you are a holon, because your body contains
a number of systems (nervous system, digestion
system, brain, etc) but you are part of a larger
system (a family), which is also part of a larger
system (a settlement) ... and so on. This useful
concept was originated by Arthur Koestler, in his
1967 book Ghost in the Machine.
Image
A mental picture of the future - similar to vision.
Incasting
Imagining yourself to be living in a particular
future scenario, and working through its
implications. A method developed mainly by futurists
Jim Dator and Wendy Schultz.
Innovation
A confusing term, because innovation surveys use
various definitions, as explained in the OECD's Oslo
Manual (90-page PDF). The key points are (a) that
invention is not innovation, but the use of
invention is, (b) innovation can be a process as
well as a product, and (c) an innovation is new in
its context, not necessarily in all world history.
In the 1930s mirrors were not an innovation in
Europe, but they caused much surprise in the
highlands of New Guinea.
Innovation can be considered either incremental
or discontinuous. An incremental innovation
is an improvement to an existing system - such as
the move from videotape to DVD, while a
discontinuous (or radical) innovation is something
quite new - such as the move from nothing to
videotape. But whether an innovation is classed as
incremental or radical depends on the context you
see it in. For television audiences, videotape was
discontinuous. For recordists it was an incremental
advance from audio to video, but for maintenance
people the helical scanning technology made it
discontinuous.
Institutionalization
Making change semi-permanent by building it into a
country's institutional structure: a step that some
governments try to take, so that their policies will
continue after they are voted out.
Integral futures
An approach developed by leading futurist Richard A
Slaughter. The label "integral" applies to the use
of individual and internal futures, as well as
social and political. It emphasizes that the future
is brought about as much by people's inner (mental)
worlds as by external events. You could say that
it's people's interpretation of events, not the
events themselves, that create "the future."
Slaughter, based on the work of Ken Wilber,
distinguishes four types of "world" that create the
future: subjective intentions, subjective culture,
objective social, and objective behaviour. For a
more detailed explanation, see Slaughter's paper
Knowledge creation, futures methodologies, and the
integral agenda, and his website
http://www.foresightinternational.com.au/. See
also critical futures, above.
Judgemental forecasting
Making a numerical forecast using
expert judgement or intuition, not only mathematical
formulas. (Though of course the assumptions built
into those formulas also make them somewhat
judgemental.) Much the same as subjective
forecasting or qualitative forecasting.
Lagging indicator
A measure, usually economic, that occurs after
others. The opposite of a leading indicator.
Examples of lagging indicators are unemployment
rates (because unemployment rises late in the
standard economic cycle), and official statistics
(lagging in a different sense, because they can take
years to be published).
Leading indicator
A measure, often economic, that occurs before
others. For example, the numbers of job
advertisements and new housing approvals are leading
indicators of economic growth. The opposite of a
lagging indicator.
Lead time
The time it takes for something to happen, between
planning and implementation. For example, the lead
time for a major construction project may be many
years.
Limits to Growth
The concept that the world will run out of essential
minerals before long. From a book of the same name
(1972) by Mesarovic and Pestel. A type of Malthusian
view.
Macrohistory
Studying history on the largest scale, looking at
the whole world over centuries, and discovering
broad patterns - some of which may continue into the
future.
Malthusian
The theory of Thomas Malthus (c.1780), who believed
that the world's population would increase to the
threshold of starvation. Cf Limits to Growth.
Mechanism
A method through which social change occurs; a way
in which a cause is expressed. For example, a well
known mechanism is that the public becomes disturbed
about an issue, and votes in a new government, which
changes a law, which is generally obeyed. On a
smaller scale are mechanisms that apply to
individuals, such as Freud's defence mechanisms.
Midcasting
A scenario-building method developed by Dennis List
(of Audience Dialogue), part of scenario network
mapping. It involves defining a set of possible
futures, and a set of present situations (as seen by
different actors), and using event trees to
envisaging scenarios that create paths between the
presents and the futures.
Mindset
A person's habitual way of thinking or perceiving,
similar to worldview, but perhaps changing in
different situations or roles. You can use one
mindset as a driver and another as a pedestrian, but
both will spring from the same worldview.
Modelling
Creating a model of what might
happen in the future, using a set of equations that
relate inputs to outputs - a mathematical model,
that runs on a computer. Special software is
available for creating these models, or you can
simply use a spreadsheet, setting up a series of
formulas in cells that reference one another. The
difficulty lies in verifying the assumptions
embodied in the equations - often not a mathematical
process at all.
Mode-locking
Much the same as path dependence, but this term is
used by physicists and related scientists.
Morphological analysis
A way of looking at the future, by dividing it into
logically exclusive possibilities. First proposed by
the medieval theologian Ramon Lull. A trivial
example: what will the weather be at midday
tomorrow? Looking at all possible combinations of
sun, cloud, rain, and wind, not all of these are
possible, and some conditional predictions can
safely be made: e.g. there will not be both sun and
rain in the same place unless it is windy. The
website of the Swedish Morphological Society (http://www.swemorph.com/)
has a lot of information on this approach. The
relevance tree and Field Anomaly Relaxation are
related approaches, as is critical uncertainty.
Multiple perspectives
Considering a problem from a number of different
viewpoints, either the viewpoints of different
actors, or using different metaphors. The TOP
approach of Harold Linstone is one of the best known
multiple perspectives methods: looking at something
from a Technological, Organizational/societal, or
Personal/individual perspective. T emphasizes
problem-solving or production; P emphasizes process
and action; and P emphasizes influence and power
(P). The 1993 book The Unbounded Mind by Ian
I Mitroff and Harold A Linstone is one of the
clearest explanations of multiple perspectives.
Normative
A normative scenario is one that describes a
preferred future. (That's the futurists' sense of
the word; it has a different meaning in
psychological testing, where it refers to comparing
individuals.)
Odds
Another way of expressing
probability, often used in betting on sports. If
an event has a 10% probability of happening, there
are 9 ways it can happen for every 1 that it can't,
so the odds are expressed as "9 to 1 against".
Paradigm
A set of assumptions that are so widespread in a
particular society that people hardly notice they
think that way. A paradigm shift is a change
in a paradigm - often not noticed till it's well
under way. Paradigm shifts take years to happen -
for example, the gradual acceptance of Darwin's
evolutionary theory, superseding religious creation
theories.
Path dependence
When it's hard to escape from a state you're in. For
example, if you're used to the arrangement of keys
on the standard QWERTY typewriter keyboard, it will
be difficult for you to learn the more efficient
Dvorak keyboard, with the letters differently
arranged: you are path-dependent. Much the same as
mode-locking.
Pattern language
A concept originated by the architect Christopher
Alexander. It refers to a set of repeated patterns,
on a wide range of scales, that apply in urban
design and architecture. In the 1990s this idea was
taken up by software developers, who found repeated
patterns in the software they were writing. The same
concept can be applied to time: though history never
repeats itself exactly, the same general patterns
occur again and again. Thus there can be a pattern
language of events. See event sequence analysis.
PINCHASTEM
A mnemonic summarizing the different kinds of
drivers that cause change.To remember this, think
about pinching the stem of a flower. The sequence of
letters has no particular meaning, except to help
you remember the concepts.
P = political, governmental
I = information, communication, media
N = natural, macro-environmental
C = conflict
H = health, biological, micro-environmental
A = artistic, cultural, recreational
S = social
T = technological, mechanical, electronic.
E = economic
M = moral, ethical, religious
This is a more comprehensive version of a group of
similar acronyms, such as STEEP (where Information
is part of Technology, and Nature becomes
Environment - confusing, with the two Es). Another
common acronym is PEST, in which E means economic,
and environmental drivers are overlooked. The danger
of any acronym like this is that, after considering
each of the 10 (or 5, or 4) kinds of drivers, you
stop looking for new kinds of drivers. So this is a
good method for starting an environmental scanning
process, but you always need to consider "What
else?"
Precursor
When social trends happen earlier in some places,
among some groups of people, the latter are called
precursors - and studying them may provide leading
indicators. Places such as Scandinavia and
California are often considered precursors, as are
well-educated young adults. Since the 1960s, the
baby boomer generation has been a precursor group in
a wide range of ways. Similar to bellwether. Used in
emerging issues analysis.
Prediction
A specific statement that something will happen in
the future. "It will rain tomorrow" is a prediction,
and so is "If the wind is westerly and I sleep till
after 8am, it will rain tomorrow" - but "it may rain
tomorrow" is not a prediction.
Probability
The likelihood that an event will occur, on a scale
ranging from 0 (no chance at all) to 1 (or 100% -
totally predictable). Related to odds.
Prognosis
A set of expectations for a future that seems likely
to occur - e.g. if world interest rates decline this
year, the prognosis is that share prices will
increase. A prognosis would be less certain than a
prediction but more certain than a forecast.
Projection
A term used in forecasting, similar to
extrapolation. For example, if the population of a
city was 90,000 last year and 100,000 this year, the
simplest projection would be for a population of
110,000 next year. These days, forecasts often
produce multiple projections, depending on various
assumptions. For example, an assumption of high
economic growth for the city might lead to a
projection of 115,000, while low economic growth
might give a projected population of 105,000.
Prospective (la)
A term used by French futurist Michel Godet to label
a set of scenario-based methods he has developed for
examining the future. La prospective
(pronounced prospecTEEV , as in French)
involves assessing the likely motives and actions of
all actors involved in a situation, and produces
numerical results.
Prospective evaluation
Evaluating the success of a project that hasn't yet
begun. Can take the form of environmental impact
analysis or social impact analysis - but
cost-benefit analysis and cost-effectiveness
analysis are not usually regarded as prospective
evaluation.
Qualitative forecasting
Much the same as judgemental forecasting.
Reflexivity
One reason why forecasting, in human affairs,
doesn't work very well. If people know they are
expected to behave in a certain way, they're likely
to change that way, and spoil the forecast. Stock
exchanges are a good example of reflexivity, with
the investors trying to out-anticipate one another.
Bandwagon and underdog effects are also examples of
reflexivity.
Reframing
Looking at a situation or problem in a different
way, or from a different point of view, often using
multiple perspectives. For example, consider what's
missing from a situation instead of what's present,
or ask "How would a Martian visitor describe this to
other Martians?" As people often can't see their own
viewpoints - particularly in an organization they're
immersed in - it helps to bring in an outsider -
perhaps even a Martian. See also framing and
episteme.
Relevance tree
A hierarchical way of representing all possibilities
in a situation. For example, a relevance tree for an
organization in ten years' time might be
1. Will it exist or not?
2. If it exists, will it be in the same form as now,
or a different form?
As each question has several possible answers, the
tree splits into several branches at each question.
If the logic is rigorous, every possibility must be
covered. However the shape of the tree depends on
the order in which the questions are asked, and this
is reliance on judgement is this method's weakness.
See Morphological analysis, which is related.
Risk
Do you already know what risk is? But perhaps you're
not aware that it has two senses: the negative and
the positive. Risks are usually seen as threats -
the risk of something bad happening - but they can
also be opportunities. To perceive risk only as a
threat is a recipe for inaction: "We'd better not do
X because it has risks." A balanced view of risk can
be more helpful in making decisions.
S-curve
Also called an Ogive or Sigmoid curve.
The pattern of many social changes: they begin very
slowly, gradually accelerate, then slow down again
as penetration approaches 100% of the population.
This applies to many consumer products, and types of
knowledge. Here's a typical S-curve, with time
running from left to right and penetration
increasing vertically:
Scanning
Abbreviation for environmental scanning, used when
there is no ambiguity.
Scenario
Normally (in futures studies) this refers to brief
description of a possible future. This is known as a
snapshot scenario, because it's like a snapshot or
photo of the future. A slightly different meaning,
also used in futures studies, is that a scenario is
a description of the route from now to a possible
future. This is known as a chain scenario. Unlike a
forecast, which predicts future values of a few
specific variables, a scenario is more descriptive
than numerical. Dennis List's Scenario network
mapping is a variant of scenario planning, more
similar to Causal Layered Analysis.
Scenario planning / scenario learning
What do you do with scenarios when you've created a
set of them? There are two main uses. You could use
them to make a plan, perhaps to help with your
strategic planning. Alternatively, you could focus
on the learning process among the people who created
the scenarios. Of course, many scenario ensembles
are used for both purposes.
Self-fulfilling prophecy
A prediction that helps itself to come true: for
example, the belief that the price of a company's
shares will drop is often self-fulfilling. The
opposite, maybe more common, is the
self-defeating prophecy: for example, Herman
Kahn's books outlining scenarios for nuclear war
(though not exactly prophecies) perhaps convinced US
and Soviet government officials that nobody would
gain from such a war, thus helping to prevent it.
Self-organization
Similar to emergence - what happens when a group of
people (or animals) spontaneously organize
themselves for some purpose, without any control
from "above". This covers everything from birds
flying in formation to spontaneous independence
movements.
Simulation
Modelling with an element of time, using either a
computer program or a game with human players. A
series of events is simulated, to find out what's
likely to happen next.
Singularity
The pace of change is ever-increasing; when the rate
of change becomes infinite, the Singularity will
occur, perhaps around the year 2030. This concept
was popularized by Ray Kurzweil, a pioneer of
artificial intelligence.
Snapshot scenario
A scenario that paints a verbal picture of a
situation a few years in the future, as if nothing
is changing - hence "snapshot." Also known as
endstate scenario.
Strategic intent
Statements of Strategic Intent - much the same as
Strategic Purpose - are becoming popular with
large organizations. These are shorter and looser
than a strategic plan, but more detailed than a
mission or vision statement. They describe what the
organization is trying to accomplish, in practical
terms.
Strategic planning and scenario planning
The differences between strategic planning and
scenario planning:
- Strategic planning is about one
organization; scenario planning usually has a
broader scope, e.g. an industry or a
geographical area.
- Strategic planning implies that the
organization can set and achieve its targets
regardless of its environment, by asking three
broad questions: "Where are we now? Where do we
want to be? How can we get there?" Scenario
planning takes a broader range of factors into
account, sometimes implying that the
organization has no control over its
environment.
Scenario planning is often done as an input to
strategic planning - but rarely vice versa.
Subjective forecasting
Much the same as judgemental forecasting. The result
is still expressed in numerical terms, but human
judgement is involved in predicting the correct
numerical outcome, taking into account factors that
a forecast based solely on past trends will not
reflect. For example, if a new government policy is
likely to change the demand for a product or
service, its effect can only be assessed
subjectively.
Surmise
Similar to Conjecture - a recognition that something
may happen, and what might follow from that. A
famous example, from a poem by Keats:
Like stout Cortes when, with eagle eyes
He stared at the Pacific, and all his men
Looked at each other with a wild surmise,
Silent upon a peak in Darien.
- though actually it was Balboa, not Cortes, who was
the first European to see the Pacific.
Surprise
When a gap suddenly arises between your perceptions
and your expectations of a situation, that's
surprise. It can happen either because your
expectations were unrealistic, or your perceptions
are wrong. As expectations gradually adjust, the
level of surprise fades away. Managers of
organizations dislike surprises, regarding them as
bad news, but for young children, surprises (often
stage-managed by parents) are good news. Is there
room for rapprochement here? See also wildcard and
discontinuity.
Notice that "surprise" has two different meanings -
it's both a cause and an effect - a surprise [cause]
surprises [effect] you. The surprise that you then
feel is an effect. Failure to notice this
distinction has caused some confusion in writings on
surprise.
Sustainability
"Development that meets the needs of the present
without compromising the ability of future
generations to meet their own needs." This elegantly
succinct definition comes from the Brundtland
Commission of 1983.
Synchronic
The view of history as a set of situations (rather
than events) occurring at the same time and
influencing one another. The counterpart of
diachronic.
Synergy
When two factors are combined, something can happen
that doesn't happen with either of them separately.
For example, with two-pack epoxy glue, the glue
doesn't work until the two liquids are mixed. And
nichrome alloy (steel, nickel, chromium) is tougher
than any of its three component metals. And it takes
both a woman and a man to produce a baby. The
inventor Buckminster Fuller defined synergy
concisely as "the behaviour of whole systems
unpredicted by the behaviour of their parts."
System dynamics
An approach popularized by Jay Forrester and the
Club of Rome in the 1970s with its controversial
book Limits to Growth. Social change is
described in terms of stocks and flows, with loops
of positive and negative feedback, and various time
lags. This is a quantitative method. Numbers are
attached to the various inputs, and software
calculates outputs - which are often not intuitive.
System dynamics is not well suited to sitations that
can't be readily quantified.
Systems thinking
Thinking about things as if they are systems
- with inputs, processes, outputs, and boundaries.
Systems usually contain subsystems, and/or are part
of larger systems (see holon). It's important to
realize that systems are a human's view of the
world, not intrinsic properties of a world, so
(specially for social systems) boundaries are
usually arguable. Even something seemingly as
immutable as the Solar System can be redefined -
e.g. with the recent decision that Pluto is not a
planet after all.
Technology foresight
A term normally used in a public policy context:
planning for sustainable technology development.
Futures methods such as Delphi are commonly used in
technology foresight. See Constructive technology
assessment.
Technology roadmapping
When a new invention goes into production, there are
often many suppliers and intermediaries who need to
be coordinated. Technology roadmapping (TRM for
short) is becoming a popular method for doing this;
the end result is a timetable-like graph showing who
needs to do what, at what point on the time-line.
Time horizon
How far into the future a person or organization
considers possibilities. If a company has a 3-year
plan, and never looks beyond that, its time horizon
is three years.
TINA: There Is No Alternative
An expression of determinism, first used by the
Thatcher government in the UK in the 1980s, then
applied to globalization, and generalized to the
concept of unstoppable forces driving the future.
TOP: Technological, Organizational, Personal
An acronym used in multiple perspectives thinking,
examining the world using three broad kinds of
perspective: the Technological, the Organizational,
and the Personal. A concept developed by Harold
Linstone and Ian Mitroff.
Trend
A measure that has been changing steadily. "The
trend over the last 20 years has been for more and
more people to go to university." When used to refer
to fashion, Trend has a much looser meaning, not
relevant here.
Uncertainty
Contrasts with a trend. A trend is something that's
gradually happening. An uncertainty is a trend or
event that has a reasonable chance of happening. If
it does happen, and it will make a major difference,
it's known as a critical uncertainty. But a wildcard
usually isn't considered a critical uncertainty,
because it's too unlikely. A wildcard is that the
earth could be hit by a giant comet next week.
Though this might cause a problem or two, it
wouldn't be considered a critical uncertainty.
Utopia
A perfect future society (though sometimes not so
perfect when examined closely!) The most famous
example is the book Utopia by Sir Thomas More
(1516). For more, see the Faber Book of Utopias
(1999) edited by John Carey. There is also
eutopia - a place that's not perfect, but good
enough, or better than the present.
Vision
A vision is a clear view of the future, usually one
that an organization is working toward achieving for
itself. Note that a vision is usually singular: an
organization with a unified vision statement
is not thinking about alternative futures.
VUCA: Volatility, Uncertainty, Complexity,
Ambiguity
A U.S. army way of describing a difficult situation.
Iraq today, perhaps. "We live in times of VUCA."
Weltanschauung
A German word, often used in English, meaning
Worldview.
Wildcard
An event which is highly unlikely to happen, but
would have a huge impact if it did. An example might
be an asteroid colliding with the earth. But though
the probability of any one wild card event is very
low, so many different wild cards are possible that
the combined chance of one of them happening -
somewhere in the world, over some time extended
period - can be quite high. Though winning a lottery
is a wildcard, they are usually bad news -
unpleasant surprises. Similar to discontinuity.
Worldview
The way in which people see the world, with an
emphasis on their unconscious assumptions, mindsets,
and the principles that they will not question.
Similar to paradigm. See also mindset.
Zeitgeist
German for "spirit of the times". A concept that
people implicitly believe in for years, without
realizing it, or being able to express it in words.
Usually the zeitgeist becomes obvious only when it
changes.
ZOPP
Ziel-Orienterte Projekt Planung (in German) - or in
English, Objectives-Oriented Project Planning,
therefore sometimes known as OOPP. A complex
method of planning projects in developing countries,
based on Logical Framework Analysis, and developed
by the German aid agency GTZ,. Explained further on
GTZ's website at
http://www.gtz.de/. Part of ZOPP is the
problem tree, which can be converted into an
event tree for use in futures work.